Dennis McCarthy

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Dennis McCarthy has over two decades of investment banking experience as a senior banker with B. Riley & Co., The Seidler Companies, Roth Capital, Prudential Securities, Drexel Burnham Lambert, and E.F. Hutton & Co. He is currently an investment banker with Monarch Bay Securities(mbsecurities.net)and has his own website (capitalmarketalerts.com).

Beware The SEC’s New Strict Enforcement

Here’s a warning to public company officers, directors and major shareholders: The SEC has taken a new, stricter approach to enforcing rules that many have considered less important or less

2 MIN READ
12/18/2014

Interest Rate Risk – “Preaching to the Choir”

“Preaching to the choir”. In this case, the choir is me. It seems that every commercial banker I meet, tells me to advise my clients, or anyone who’ll listen, to lock in

2 MIN READ
02/22/2012

Herding Wall Street: The Impact of Proxy Advisory Firms

When someone describes a very difficult task, they often liken it to herding cats. Each cat moves in its own direction, confident in its path and independent, maybe even suspicious, of others

2 MIN READ
02/09/2012

Dennis McCarthy

Beware The SEC’s New Strict Enforcement

Interest Rate Risk – “Preaching to the Choir”

Herding Wall Street: The Impact of Proxy Advisory Firms

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