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Dennis McCarthy

Dennis McCarthy has over two decades of investment banking experience as a senior banker with B. Riley & Co., The Seidler Companies, Roth Capital, Prudential Securities, Drexel Burnham Lambert, and E.F. Hutton & Co. He is currently an investment banker with Monarch Bay Securities( has his own website (      
Here’s a warning to public company officers, directors and major shareholders: The SEC has taken a new, stricter approach to enforcing rules that many have considered less important or less